DECLASSIFIED AND RELEASED BY
CENTRAL INTELLIGENCE AGENCY. . SOURCES METHODS EXEMPTION3B2B
NAZI WAR CR IMESDISCLOSURE ACT DATE 2004 /2008
CENTRAL INTELLIGENCE AGENCY. . SOURCES METHODS EXEMPTION3B2B
NAZI WAR CR IMESDISCLOSURE ACT DATE 2004 /2008
Cold War Allies:
1414-COORDINATRAR ITH
Fitly Years of the CIA
Central Intelligence Agency
.._ •
.._ •
The Origins of CIA's Relationship with
Ukrainian Nationalists (s)
Kevin C Ruffrer
Ukrainian Nationalists (s)
Kevin C Ruffrer
In April 1945, Adolf Hitler's Thousand Year Reich faced immi-
nent and catastrophic military defeat. From the west. Allied troops
pure() into Germany after securing a bridgehead over the Rhine . at
Remagen. From die east. the Red Army advanced toward Berlin. (U)
Millions of refugees fled belbre the advancing armies—especially in the east. Germans, Ukrainians. Poles. Baits. Hungarians. Rumanians. and countless others became displaced persons or DPs in military jar- gon. By the end of the war in May 1945. 13 million DPs were in the A merican-oceupied zone of Germany alone: Allied occupation author- ities- organized the DPs into camps until they could he repatriated. Many, however, refused to return to their homes in countries the Red
Army then controlled. (u)
Contact with ethnic groups from the Soviet Union gave American
intelligence officials the first direct knowledge of dissent within the USSR. Initially the United States recruited espionage agents from among the emigre groups, but soon expanded its effort to include re-. cruitment Itn potential covert action and paramilitary operations. Re- cent wartime experience with resistance groups behind German lines heavily influenced American thinking about the emigres. Americans hoped that if war with the USSR broke out, Eastern and Southern Euro- peans would bedome resistance fighters like the French maquis. (II) -
As relations between the United States and the Soviet Union dete- riorated, the Central Intelligence Agency expanded its ties with these emigres. Using the Ukrainians as an example, this bonding illustrates the pitfalls and problems of enlisting disaffected ethnic minorities in an ideological struggle. (U)
All statements of fact, opinion, or analysis expressed in this publication are
those of the author. They do not necessarily reflect official positions or views
of the Central Intelligence Agency or any other US Government entity, past or present. Nothing in the contents should be construed as asserting or implying
US Government endorsement of this article's factual statements and interpretations.
19 Secret
Millions of refugees fled belbre the advancing armies—especially in the east. Germans, Ukrainians. Poles. Baits. Hungarians. Rumanians. and countless others became displaced persons or DPs in military jar- gon. By the end of the war in May 1945. 13 million DPs were in the A merican-oceupied zone of Germany alone: Allied occupation author- ities- organized the DPs into camps until they could he repatriated. Many, however, refused to return to their homes in countries the Red
Army then controlled. (u)
Contact with ethnic groups from the Soviet Union gave American
intelligence officials the first direct knowledge of dissent within the USSR. Initially the United States recruited espionage agents from among the emigre groups, but soon expanded its effort to include re-. cruitment Itn potential covert action and paramilitary operations. Re- cent wartime experience with resistance groups behind German lines heavily influenced American thinking about the emigres. Americans hoped that if war with the USSR broke out, Eastern and Southern Euro- peans would bedome resistance fighters like the French maquis. (II) -
As relations between the United States and the Soviet Union dete- riorated, the Central Intelligence Agency expanded its ties with these emigres. Using the Ukrainians as an example, this bonding illustrates the pitfalls and problems of enlisting disaffected ethnic minorities in an ideological struggle. (U)
All statements of fact, opinion, or analysis expressed in this publication are
those of the author. They do not necessarily reflect official positions or views
of the Central Intelligence Agency or any other US Government entity, past or present. Nothing in the contents should be construed as asserting or implying
US Government endorsement of this article's factual statements and interpretations.
19 Secret
Secret
NOFORN-ORCON
NOFORN-ORCON
4. •
Secret Cold W ar A llies
Hesitant First Encounter (u)
American intelligence had its first tentative encounter with Ukrai- nian emigre groups as early as April 1946, marking the beginnings of one of the earliest and most controversial covert action projects of the
_
Cold War:' (c)
The Strategic Services Unit (SSU. the successor to the wartime Of-
fice of Strategic Services, or OSS. and precursor to the Central intelli- gence Group and Central Intelligence Agency) learned about anti-Soviet Ukrainian resistance movements that continued after the war in Western Europe.' Boleslav A. Holtsman, SSU's X-2 (Counterintelligence) repre- sentative in Munich, became the primary American contact with Ukrai- nian leaders in the American zone in Germany.' By September 1946.
•
' A description of the first contact between American intelligence and the Ukrainian int-' annalists is found in (Zsolt Aradil to Chief of Mission. "Belladonna Project." 24 June 1946. Information Management Staff Job Box 168. Folder 5. (S). For a re- quest to vet various Ukrainian clerics as SI agents. see Cable. Vienna to SSU. War De- partment, 13 June 1946, IN 38136. Infomation Management StuffJoh C Box 3. Folder 25. (S). A week earlier. SI/Austria designated the American-Ukrainian contact as Project Belladonna. Alfred C. Ulmer. Jr.. to Chief. Secret Intelligence Branch. SSU/ nerinanv. "Project Belladonna." 7 June 1946. Information Management Staff Job _
.2 Box 168. Folder 5. (s).
SSU disseminated what it knew about the Ukrainians. (heir various factions. and the
extent of collaboration with the Germans in SAINT. AMZON to SAINT. "Ukrainian Nationalist Movements." 24 June 1946. LWX-485. in WASH-INT-REG-163, Record Group 226. (OSS Records), Entry 108A. Box 284. (no folder listed). National Archives and Records Administration. SSU's London station response to this report is found in SAINT. London to SAINT. AMZON. "Ukrainian Nationalist Movements." 16 July 1946. XX-12288. in WASH-REG-INT-169. Record Group 226, IOSS Records). Entry 109. Box 91, Folder 133. National Archives and Records Administration. (u)
' Bill Holtsman served as a translator with OSS in Europe until his discharge in early 1946. He received an appointment as Intelligence Officer with SSU/X-2 in March 1946 and joined the Office of Special Operations (OSO) in October 1946. Holtsman trans-
ferred frtim Munich to Berlin in 1948 to work on Polish operations and returned to the United Spies in 1953. Personnelfile,Boleslav A. Hoksinan. Office of Human Resourc- e s J o b Box 29. (S): and Boleslav A. Holtsman. interview by Kevin C.
R u finer. tape recording, Arlington. VA, 3 November 1993 (hereafter cited as Holtsman, interview). Recordings. transcripts, and notes of this interview and subsequent inter- views are on file in the CIA History Staff. Holtsmananade preliminary contact with the
through.:his:Russian sources in July 1946 and reported what he had learned in "Ukrainian Groups Now in Germany (General Info)," 17 August 1946, LWX-965, in WASH-REG-INT-163, Record Group 226. OSS Records, Entry 108A, Box 285, (no folder listed), National Archives and Records Administration. (u)
Secret 20
American intelligence had its first tentative encounter with Ukrai- nian emigre groups as early as April 1946, marking the beginnings of one of the earliest and most controversial covert action projects of the
_
Cold War:' (c)
The Strategic Services Unit (SSU. the successor to the wartime Of-
fice of Strategic Services, or OSS. and precursor to the Central intelli- gence Group and Central Intelligence Agency) learned about anti-Soviet Ukrainian resistance movements that continued after the war in Western Europe.' Boleslav A. Holtsman, SSU's X-2 (Counterintelligence) repre- sentative in Munich, became the primary American contact with Ukrai- nian leaders in the American zone in Germany.' By September 1946.
•
' A description of the first contact between American intelligence and the Ukrainian int-' annalists is found in (Zsolt Aradil to Chief of Mission. "Belladonna Project." 24 June 1946. Information Management Staff Job Box 168. Folder 5. (S). For a re- quest to vet various Ukrainian clerics as SI agents. see Cable. Vienna to SSU. War De- partment, 13 June 1946, IN 38136. Infomation Management StuffJoh C Box 3. Folder 25. (S). A week earlier. SI/Austria designated the American-Ukrainian contact as Project Belladonna. Alfred C. Ulmer. Jr.. to Chief. Secret Intelligence Branch. SSU/ nerinanv. "Project Belladonna." 7 June 1946. Information Management Staff Job _
.2 Box 168. Folder 5. (s).
SSU disseminated what it knew about the Ukrainians. (heir various factions. and the
extent of collaboration with the Germans in SAINT. AMZON to SAINT. "Ukrainian Nationalist Movements." 24 June 1946. LWX-485. in WASH-INT-REG-163, Record Group 226. (OSS Records), Entry 108A. Box 284. (no folder listed). National Archives and Records Administration. SSU's London station response to this report is found in SAINT. London to SAINT. AMZON. "Ukrainian Nationalist Movements." 16 July 1946. XX-12288. in WASH-REG-INT-169. Record Group 226, IOSS Records). Entry 109. Box 91, Folder 133. National Archives and Records Administration. (u)
' Bill Holtsman served as a translator with OSS in Europe until his discharge in early 1946. He received an appointment as Intelligence Officer with SSU/X-2 in March 1946 and joined the Office of Special Operations (OSO) in October 1946. Holtsman trans-
ferred frtim Munich to Berlin in 1948 to work on Polish operations and returned to the United Spies in 1953. Personnelfile,Boleslav A. Hoksinan. Office of Human Resourc- e s J o b Box 29. (S): and Boleslav A. Holtsman. interview by Kevin C.
R u finer. tape recording, Arlington. VA, 3 November 1993 (hereafter cited as Holtsman, interview). Recordings. transcripts, and notes of this interview and subsequent inter- views are on file in the CIA History Staff. Holtsmananade preliminary contact with the
through.:his:Russian sources in July 1946 and reported what he had learned in "Ukrainian Groups Now in Germany (General Info)," 17 August 1946, LWX-965, in WASH-REG-INT-163, Record Group 226. OSS Records, Entry 108A, Box 285, (no folder listed), National Archives and Records Administration. (u)
Secret 20
BoImlay Adfoltsman. SSU:v counterintelligence officer in Munich, established
contact with (Jkrainkni nationalists in /946. iriwn, nutnexy qffl.A. llonsman)
Ulcrainian sources gave Holtsman several reports dealing with the orga- nization of Soviet intelligence in western Europe.' (S)
Three problems prevented immediate and close collaboration between SSU and the Ukrainian emigres. Most importantly, American intelligence was woefully ignorant of the different Ukrainian groups and theft' aims. Col. William Quinn, Director of SSU, recommended
.gathering intelligence about the history, reliability, and motivation of the disparate Ukrainian emigre organizations before "major steps are taken to exploit them for intelligence purposes."' (s)
A second problem was the war record of some anti-Communist Ukrainians. The struggle between the Wehrmacht and Red Army awak- ened and inflamed ancient rivalries and hatreds in Ukraine; many
Ulcrainian sources gave Holtsman several reports dealing with the orga- nization of Soviet intelligence in western Europe.' (S)
Three problems prevented immediate and close collaboration between SSU and the Ukrainian emigres. Most importantly, American intelligence was woefully ignorant of the different Ukrainian groups and theft' aims. Col. William Quinn, Director of SSU, recommended
.gathering intelligence about the history, reliability, and motivation of the disparate Ukrainian emigre organizations before "major steps are taken to exploit them for intelligence purposes."' (s)
A second problem was the war record of some anti-Communist Ukrainians. The struggle between the Wehrmacht and Red Army awak- ened and inflamed ancient rivalries and hatreds in Ukraine; many
'SAINT to SAINT, Bern, "Ukrainian Nationalist Movement," 27 September 1946,
X-8363, Information Management Staff Job
'Strategic Services Unit, "Ukrainian Nationalist Organizations," Intelligence Brief No. 13, 15 October 1946, in Zsolt Aradi, "Ukrainian Nationalist Movement: An Interim
'Strategic Services Unit, "Ukrainian Nationalist Organizations," Intelligence Brief No. 13, 15 October 1946, in Zsolt Aradi, "Ukrainian Nationalist Movement: An Interim
Study," October 1946, HS/CSG-2482, History Staff Job r.
Box 5 (s).
a .2 Box I , Folder 9, (s).
a
21 Secret
21 Secret
Secret Cold W ar A llies
Ukrainians despised Poles and Jews as well as Soviet Communists. Ukrainians served in the German army and had been linked to Nazi atrocities on the Eastern Front. (S)
. Motivation and reliability were final SS U concerns. Quinn consid- ered the Ukrainians "adroit political intriguers and past masters in the art of propaglinda" who would not hesitate to use the United States for their own ends. Moreover, emigre groups in general—and Soviet ethnic minority groups in particular—were obvious targets of Soviet penetra- tion and manipulation.' (S)
Ukrainian Personalities and Groups (U)
Zsolt Aradi, a Hungarian consultant with SSU. was instrumental in establishing American intelligence contacts with the Ukrainians. Aradi had written "The Ukrainian Nationalist Movement" for SSU in October 1946, and used his ties with Ukrainian church officials at the Vatican to meet emigre leaders in Germany. (S)
.Aradi initially worked with Father Ivan Hrinioch and Yury Lopat- insky, members of the Ukrainian Supreme Liberation Council (UHVR or Ukminska holovna vyzvolna rod:). Hrinioch. a Greek Catholic priest and longtime Ukrainian nationalist, served as the UHVR's second vice president while Lopatinsky acted as liaison between UHVR and the Ukrainian Insurgent Army, UP A (or Ukrainska arndia),
American concern about using emigre groups is seen in SAINT to SAINT. AMZON, untitled memorandum. 12 August 1946. X-8014. Information Management Staff Job
C- 3 Box 1 (S): SAINT to SAINT. AMZON. "Ukrainian Natio n,d;v1 Move- ment," 19 September 1946. X-8276, Information Management Staff Job C.- . Box I(S): and SAINT. AMZON to SAINT. "White Russians-Vetting policy." 31 Au- gust 1946, LWX-1058. Information Management StallJob C_ Box Us).
Ukrainians despised Poles and Jews as well as Soviet Communists. Ukrainians served in the German army and had been linked to Nazi atrocities on the Eastern Front. (S)
. Motivation and reliability were final SS U concerns. Quinn consid- ered the Ukrainians "adroit political intriguers and past masters in the art of propaglinda" who would not hesitate to use the United States for their own ends. Moreover, emigre groups in general—and Soviet ethnic minority groups in particular—were obvious targets of Soviet penetra- tion and manipulation.' (S)
Ukrainian Personalities and Groups (U)
Zsolt Aradi, a Hungarian consultant with SSU. was instrumental in establishing American intelligence contacts with the Ukrainians. Aradi had written "The Ukrainian Nationalist Movement" for SSU in October 1946, and used his ties with Ukrainian church officials at the Vatican to meet emigre leaders in Germany. (S)
.Aradi initially worked with Father Ivan Hrinioch and Yury Lopat- insky, members of the Ukrainian Supreme Liberation Council (UHVR or Ukminska holovna vyzvolna rod:). Hrinioch. a Greek Catholic priest and longtime Ukrainian nationalist, served as the UHVR's second vice president while Lopatinsky acted as liaison between UHVR and the Ukrainian Insurgent Army, UP A (or Ukrainska arndia),
American concern about using emigre groups is seen in SAINT to SAINT. AMZON, untitled memorandum. 12 August 1946. X-8014. Information Management Staff Job
C- 3 Box 1 (S): SAINT to SAINT. AMZON. "Ukrainian Natio n,d;v1 Move- ment," 19 September 1946. X-8276, Information Management Staff Job C.- . Box I(S): and SAINT. AMZON to SAINT. "White Russians-Vetting policy." 31 Au- gust 1946, LWX-1058. Information Management StallJob C_ Box Us).
Secret
22
II
•
still itiUkraine fighting the Soviets.' UHVR's claims that the UPA was .
engaged in a fierce struggle against Soviet troops in Ukraine attracted
American interest and eventual support. (S)
Aradi also met Mykola Lebec!: a fierce nationalist and key figure in the Ukrainian liberation movement. Lebed, one of the founders of the 0 rganizacya Ukrainskycli Narianalt iv, or Organization of Ukrainian
' Hrinioch (his name is spelled numerous ways) was the most important Ukrainian con- tact with the Americans during this time period. Born in 1907, Hrinioch grew up in western Ukraine where he was ordained in the Church and became an active Ukrainian nationalist While one American ease officer noted that "subject was in contact with the QISIGerman Intelligence Service) during the early stages of the German campaign in Galicia,"-American intelligence officers found Hrinioch to be "very well informed and highly intelligent" as well as "incorruptibly honest" Hrinioch, in fact, served as the chaplain of the infamous Ukrainian Nachtigall Legion of Ukrainian Nationalists, which: collaborated with the Nazis and played a major role in the 1941 proclamation of Ukrai- nian statehood. Hrinioch had the operational cryptonym of CAPARISON. Hrinioch served after the war in his clerical role and by 1982 he had been elevated to the rank of Patriarchal Archimandrite. (bid; and Acting Chief, Munich Operations Base, Memoran- dum to Richard M. Helms, Chief, Foreign Branch M, "Personal Record of CAPARI- SON," 6 May 1949, MGM-A-1148, (S), in Ivan Hrinioch, File C _2 Information Management Staff files. (S) See also Ivan Hrynokh [sic] entry, Voloaymyr Kubijovyc, editor, Encyclopedia of Ukraine (Toronto: University of Toronto Press, 1993). Lopatinsky was born in 1906 and served as an officer in the Polish Army. He
also joined the Nachtigall Legion and immigrated to the United States in 1953. Yurii Lopatynsky [sic] entry, Kubijovyc, ed., Encyclopedia of Ukraine. (U)
23 Secret
Aradi also met Mykola Lebec!: a fierce nationalist and key figure in the Ukrainian liberation movement. Lebed, one of the founders of the 0 rganizacya Ukrainskycli Narianalt iv, or Organization of Ukrainian
' Hrinioch (his name is spelled numerous ways) was the most important Ukrainian con- tact with the Americans during this time period. Born in 1907, Hrinioch grew up in western Ukraine where he was ordained in the Church and became an active Ukrainian nationalist While one American ease officer noted that "subject was in contact with the QISIGerman Intelligence Service) during the early stages of the German campaign in Galicia,"-American intelligence officers found Hrinioch to be "very well informed and highly intelligent" as well as "incorruptibly honest" Hrinioch, in fact, served as the chaplain of the infamous Ukrainian Nachtigall Legion of Ukrainian Nationalists, which: collaborated with the Nazis and played a major role in the 1941 proclamation of Ukrai- nian statehood. Hrinioch had the operational cryptonym of CAPARISON. Hrinioch served after the war in his clerical role and by 1982 he had been elevated to the rank of Patriarchal Archimandrite. (bid; and Acting Chief, Munich Operations Base, Memoran- dum to Richard M. Helms, Chief, Foreign Branch M, "Personal Record of CAPARI- SON," 6 May 1949, MGM-A-1148, (S), in Ivan Hrinioch, File C _2 Information Management Staff files. (S) See also Ivan Hrynokh [sic] entry, Voloaymyr Kubijovyc, editor, Encyclopedia of Ukraine (Toronto: University of Toronto Press, 1993). Lopatinsky was born in 1906 and served as an officer in the Polish Army. He
also joined the Nachtigall Legion and immigrated to the United States in 1953. Yurii Lopatynsky [sic] entry, Kubijovyc, ed., Encyclopedia of Ukraine. (U)
23 Secret
Cold W ar A llies
Secret
Zroll Atztdi km right) used his littican lies to etrand Us intelligence's
awareness ni ihe Ukrainian r( q.stattce inurement. W iwi') twomesy 4,1rtui koirrisa
11;••■•
Secret Cold W ar A llies
Iran Hrinioch, UHII's second vice president in Germany, was a leading point
or'eantact between the Ukrainian resistance movement and US intelligence. to
Secret 24
Secret 24
Y uty Lopatinsky, one of the first Ukrainian contacts (c)
25 Secret
25 Secret
'W yk°la Lebed, a fervent Ukrainian nationalist, served as the
UHVR's foreign minister (c)
Cold W ar A llies
Secret
Nationalists (OUN), served as the foreign minister of Zakordonne
Predstc-tvnyt,sivo UHVR or Foreign Representation of the Ukrainian Su-
preme Liberation Council. Lebed fervently believed in Ukrainian inde-
_ pendence, but was controversial. Poland sentenced him to death (later commuted to life in prison) for his involvement in the assassination of the Polish Minister of the Interior in 1934.(S)
Aradi ..dubbed this group of Ukrainians as Referat-33 (or R-33) and discussed its members' personalities in an operational report of 27 December 1946. Hrinioch. Lebed, and Lopatinsky, he wrote, were "determined and able men, but with the psychology of the hunt- ed. They are ready to sacrifice their lives or to commit suicide at any time to fUrther their cause or to prevent security violations, and they are equally ready to kill if they must." "It is always necessary to re- member," Aradi- added. "that they have an almost religious worship
of their nation and distrust anything foreign: first and foremost. Pol- ish; then Russian: then German." Nonetheless, Aradi thought them useful if the Americans treated them properly." (S)
Stefan Bandera was not a member of R-33, but was another per- sonality—perhaps the personality of the Ukrainian emigre communi- ty—that had to be recognized. According to an OSS report of September 1945, Bandera had earned a fierce reputation for conducting a "reign of terror' during World War IL He led the largest faction of OUN (which split when the war broke out), and Andrey Melnik led the smaller. Both factions participated in terrorist activities against Polish officials before the war. and Ukrainian nationalists allied themselves with their Nazi "liberators" during the first days of Operation Barbaros- sa in 1941. Even though OUN's enthusiasm diminished after the Nazis failed to support Ukrainian statehood, many Ukrainians continued to fight alongside the Germans until the end of the war. At the same time,
' Lebed was born in 1909 and organized the youth wing of the OUN in the early 1930s. For more:information on Lebed. see Mykola Lebe,d, File C_ Information Management Staff files (S), and Mykola Lebed entryKubijovyc, ed., Encyclopedia of Ukraine. (u) • ' KILKENNY, Operational Memorandum, MGH-39I , "Operation Belladonna." 27 De- cember 1946,25 pp., Political and Psychological Staff records, Job c Box I (hereafter cited as "Operation Belladonna," 27 December 1946) (S). Referat-33 (R-33) included the following members: Hrinioch, Lebed, Lopatinsky as chiefs; Myron Matvieyko (chief of the OUN's security branch); and Yaroslav Stetsko (head of the Anti-Bolshevik Bloc of Nations). (s)
' "Operation Belladonna," 27 December 1946, p. 17. (s)
27 Secret
_ pendence, but was controversial. Poland sentenced him to death (later commuted to life in prison) for his involvement in the assassination of the Polish Minister of the Interior in 1934.(S)
Aradi ..dubbed this group of Ukrainians as Referat-33 (or R-33) and discussed its members' personalities in an operational report of 27 December 1946. Hrinioch. Lebed, and Lopatinsky, he wrote, were "determined and able men, but with the psychology of the hunt- ed. They are ready to sacrifice their lives or to commit suicide at any time to fUrther their cause or to prevent security violations, and they are equally ready to kill if they must." "It is always necessary to re- member," Aradi- added. "that they have an almost religious worship
of their nation and distrust anything foreign: first and foremost. Pol- ish; then Russian: then German." Nonetheless, Aradi thought them useful if the Americans treated them properly." (S)
Stefan Bandera was not a member of R-33, but was another per- sonality—perhaps the personality of the Ukrainian emigre communi- ty—that had to be recognized. According to an OSS report of September 1945, Bandera had earned a fierce reputation for conducting a "reign of terror' during World War IL He led the largest faction of OUN (which split when the war broke out), and Andrey Melnik led the smaller. Both factions participated in terrorist activities against Polish officials before the war. and Ukrainian nationalists allied themselves with their Nazi "liberators" during the first days of Operation Barbaros- sa in 1941. Even though OUN's enthusiasm diminished after the Nazis failed to support Ukrainian statehood, many Ukrainians continued to fight alongside the Germans until the end of the war. At the same time,
' Lebed was born in 1909 and organized the youth wing of the OUN in the early 1930s. For more:information on Lebed. see Mykola Lebe,d, File C_ Information Management Staff files (S), and Mykola Lebed entryKubijovyc, ed., Encyclopedia of Ukraine. (u) • ' KILKENNY, Operational Memorandum, MGH-39I , "Operation Belladonna." 27 De- cember 1946,25 pp., Political and Psychological Staff records, Job c Box I (hereafter cited as "Operation Belladonna," 27 December 1946) (S). Referat-33 (R-33) included the following members: Hrinioch, Lebed, Lopatinsky as chiefs; Myron Matvieyko (chief of the OUN's security branch); and Yaroslav Stetsko (head of the Anti-Bolshevik Bloc of Nations). (s)
' "Operation Belladonna," 27 December 1946, p. 17. (s)
27 Secret
Myron Matvieyko, chief of the OUN's security branch, later
defected to the Soviets. to
Nazis rounded up OUN members and placed them in concentration
camps." (U)
Which, groups had the best claim to legitimacy and popular sup- port? , Aradi drew on his contacts and reported in December 1946 that "after a thorough study of the Ukrainian problem and a comparison of information from several sources in Germany. Austria, and Rome, source [Aradij- believes that UHVR, UPA. and OUN-Bandera are the only large and efficient organizations among Ukrainians." Based on in- telligence that leaders of the UHVR had provided. Aradi decided that this group "is recognized as having the support of the younger genera- tion and of Ukrainians at home.- He theorized that opposition to UHVR in Ukrainian circles arose "because the organization is independent and
forceful and has always .refused to collaborate with Germans. Poles or Russians." 1= (S)
The First Projects (u)
In mid-1946, Aradi and Yoltsman launched two separate espio- nage and counterespionage projects for SSU/X-2 using Ukrainians still in Germany. BELLADONNA drew upon Aradi's contact with Hrinioch to collect information on the Soviet military. LYNX, under Holtsman's direction, focused on identifying Soviet agents in western Germany. Project TRIDENT replaced LYNX in early 1947; TRIDENT promised
" Ukrainian collaboration with the Nazis is discussed in Boshyk. ed.. Ukraine during W orld W ar II, pp. 61-88. The historical backdrop to Ukrainian political activities is found in John A. Armstrong. Ukrainian Nationalism. 2d ed.. (New York: Columbia University Press, 1963). For further information on Bandent. see Stefan Bandera, File
Which, groups had the best claim to legitimacy and popular sup- port? , Aradi drew on his contacts and reported in December 1946 that "after a thorough study of the Ukrainian problem and a comparison of information from several sources in Germany. Austria, and Rome, source [Aradij- believes that UHVR, UPA. and OUN-Bandera are the only large and efficient organizations among Ukrainians." Based on in- telligence that leaders of the UHVR had provided. Aradi decided that this group "is recognized as having the support of the younger genera- tion and of Ukrainians at home.- He theorized that opposition to UHVR in Ukrainian circles arose "because the organization is independent and
forceful and has always .refused to collaborate with Germans. Poles or Russians." 1= (S)
The First Projects (u)
In mid-1946, Aradi and Yoltsman launched two separate espio- nage and counterespionage projects for SSU/X-2 using Ukrainians still in Germany. BELLADONNA drew upon Aradi's contact with Hrinioch to collect information on the Soviet military. LYNX, under Holtsman's direction, focused on identifying Soviet agents in western Germany. Project TRIDENT replaced LYNX in early 1947; TRIDENT promised
" Ukrainian collaboration with the Nazis is discussed in Boshyk. ed.. Ukraine during W orld W ar II, pp. 61-88. The historical backdrop to Ukrainian political activities is found in John A. Armstrong. Ukrainian Nationalism. 2d ed.. (New York: Columbia University Press, 1963). For further information on Bandent. see Stefan Bandera, File
Information Management Staff files (s).
""Operation Belladonna." 27 December 1946, pp. 16-17. This report also enumerates the Ukrainian proposals for cooperation. A supplement to this report is found in KIL-
""Operation Belladonna." 27 December 1946, pp. 16-17. This report also enumerates the Ukrainian proposals for cooperation. A supplement to this report is found in KIL-
!. KENNY; Opetational Memorandum. "Belladonna Operations - 2." 27 December 1946,
FSR0-985,MGH-430, 3 pp.. Information Management Staff Job C.— .J Box 510, -
(S). Both reports were wntten by Aradi. but according to Gordon M. Stewart, "they are
the work of Zsolt Aradi and C. ." Gordon M. Stewart, Chief, Intelligence
Branch, to Helms, "Belladonna O peration." 2 January 1946 [19471, FSR0-1111, Infor-
mation Management Staff Job r_ Box 511. (s).
29 Secret
Secret Cold W ar A llies
better control of Ukrainian affairs and security." Project UKULELE, under Bill Holtsman's direction and an offshoot of LYNX/TRIDENT, drew upon the services of a double agent known only as SLAVKO.'' (S)
In all three projects, Holtsman and Aradi used Myron Matvieyko, chief of OUN's security branch, Sluzba Bezpeka, as their primary con- tact in Munich. Using Matvieyko proved a mistake. He was an Abwehr agent during the war and later exchanged information gained from OUN's "bunkers" in Germany "for protection in the American Zone and some minor operational supplies." 5 His reports soon became unre- liable and his actions questionable, so CIA dropped him in 1950 for "in- eptitude." In 1951 Matvieyko defected to the Soviets and denounced the
entire Ukrainian emigre leadership as Nazi collaborators and tools of the "capitalist intelligence services." Matvieyko's defection con- firmed some American and Ukrainian suspicions that he had been a Soviet double agent throughout his work with US intelligence. (S)
Matvieyko's illegal activities during the late 1940s (including murder and counterfeiting) strained American willingness to work with the Ukrainians in Germany." By the spring of 1947, Headquarters reported that "Washington does not feel that intelligence derived from such Ukrainian groups is worth the time and effort which would necessarily have to be expended on such a project. Experience has
For details on these early SC Munich operations, see SCO. Memorandum for C Deputy Chief of Operations, "CE Operational Progress Report No. 5," 17 February 1947, Information Management Staff Job C_ .3 Box 513, (S); "Opera- tion Trident: Progress Report 1," 21 January 1947, risuurw y, MGH-642, (S); "De-
velopments in the TRIDENT Project," 21 February 1947, HSC/OPS/026, MGH-900, (S); and SC Munich, "O peration TRIDENT," 15 June 1947, (S), in "Trident Project," European Division Job C. J Box 4, Folder 20, (S) (hereafter cited as "Trident Project."). See also SC. AMZON to Foreign Branch M, "Progress of Munich Opera- tions." 15 May 1947, HSC/0PS153, FSRO-1796, Information Management Staff Job
better control of Ukrainian affairs and security." Project UKULELE, under Bill Holtsman's direction and an offshoot of LYNX/TRIDENT, drew upon the services of a double agent known only as SLAVKO.'' (S)
In all three projects, Holtsman and Aradi used Myron Matvieyko, chief of OUN's security branch, Sluzba Bezpeka, as their primary con- tact in Munich. Using Matvieyko proved a mistake. He was an Abwehr agent during the war and later exchanged information gained from OUN's "bunkers" in Germany "for protection in the American Zone and some minor operational supplies." 5 His reports soon became unre- liable and his actions questionable, so CIA dropped him in 1950 for "in- eptitude." In 1951 Matvieyko defected to the Soviets and denounced the
entire Ukrainian emigre leadership as Nazi collaborators and tools of the "capitalist intelligence services." Matvieyko's defection con- firmed some American and Ukrainian suspicions that he had been a Soviet double agent throughout his work with US intelligence. (S)
Matvieyko's illegal activities during the late 1940s (including murder and counterfeiting) strained American willingness to work with the Ukrainians in Germany." By the spring of 1947, Headquarters reported that "Washington does not feel that intelligence derived from such Ukrainian groups is worth the time and effort which would necessarily have to be expended on such a project. Experience has
For details on these early SC Munich operations, see SCO. Memorandum for C Deputy Chief of Operations, "CE Operational Progress Report No. 5," 17 February 1947, Information Management Staff Job C_ .3 Box 513, (S); "Opera- tion Trident: Progress Report 1," 21 January 1947, risuurw y, MGH-642, (S); "De-
velopments in the TRIDENT Project," 21 February 1947, HSC/OPS/026, MGH-900, (S); and SC Munich, "O peration TRIDENT," 15 June 1947, (S), in "Trident Project," European Division Job C. J Box 4, Folder 20, (S) (hereafter cited as "Trident Project."). See also SC. AMZON to Foreign Branch M, "Progress of Munich Opera- tions." 15 May 1947, HSC/0PS153, FSRO-1796, Information Management Staff Job
t.
* 0- 1 - - - t
16 English translation of Radio Kiev broadcast, "Broadcast for Ukrainians in the Emigra- tion, .24 November 1960, in Matvieyko, :L Information Management Staff files. (S) For further information on Matvieyico's detection, see Pavel Sudoplatov and Anatoli Sudoplatov, Special Tasks: The Memories of an Unwanted Witness-A Soviet
Spymarter (Boston: Little, Brown and Company, 1994), pp. 257-259. (u) ""Liquidation of Lt. Andrei Pechara," 3 June 1947, MGH-1399, (S), in "Trident Project." A description of other murders committed by Matvievko and the SB/OUN is found in. r_
January 1971, Clandestine Services Historical Program (CSHP) no C .3 retained in CIA History Staff files, pp. 148-160, (S), hereafter cited as CSHP For description of Matvieyko's counterfeiting activities, see numerous reports in his 201 file. (s)
Secret 30
* 0- 1 - - - t
16 English translation of Radio Kiev broadcast, "Broadcast for Ukrainians in the Emigra- tion, .24 November 1960, in Matvieyko, :L Information Management Staff files. (S) For further information on Matvieyico's detection, see Pavel Sudoplatov and Anatoli Sudoplatov, Special Tasks: The Memories of an Unwanted Witness-A Soviet
Spymarter (Boston: Little, Brown and Company, 1994), pp. 257-259. (u) ""Liquidation of Lt. Andrei Pechara," 3 June 1947, MGH-1399, (S), in "Trident Project." A description of other murders committed by Matvievko and the SB/OUN is found in. r_
January 1971, Clandestine Services Historical Program (CSHP) no C .3 retained in CIA History Staff files, pp. 148-160, (S), hereafter cited as CSHP For description of Matvieyko's counterfeiting activities, see numerous reports in his 201 file. (s)
Secret 30
_a Box 516, Folder 5, (S). The identity of various US intelligence officers re-
ferred to by "AB" call numbers can be found in SC, AMZON to SC Washington, "AB
Numbers and Location of SC Personnel," 12 March 1947, FSRO 1436, 1457, 1458, In-
formation Management Staff Job a_ Box 514, Folder I, (s).
14SC, AMZON to Helms for SC, "urganization of Project UKELELE," 28 March 1947, HSC/OPS/35, FSRO-1547, Information Management Staff Job t_ Box 514, Folder 4, (s). - -
"Quotation cited , in ... SC , Munich, "CAP ANEUS," 15 June 1947, (S), in "Trident
14SC, AMZON to Helms for SC, "urganization of Project UKELELE," 28 March 1947, HSC/OPS/35, FSRO-1547, Information Management Staff Job t_ Box 514, Folder 4, (s). - -
"Quotation cited , in ... SC , Munich, "CAP ANEUS," 15 June 1947, (S), in "Trident
-t"7:42iereee'l
••
" "-
•
Cold War Allies Secret
shown that information derived from such organizations has been both low-grade and ideologically biased."" (S)
Holtsman, in fact, dropped arrangements with the LYNX group in late 1946 and focused on more limited contact under Operation TRIDENT. In doing so, he severed relations with Hrinioch (who had been Aradi's source) while still maintaining contact with Matvidyko. In the meantime, OUN' s ongoing internal dissension further tested.Amer- ican patience with the Ukrainians. After a stormy meeting in Germany
in August 1948, the leaders of the ZPUHVR in Germany (principally Lebed and Hrinioch) broke with Bandera's OUN. The increasingly to- talitarian attitude taken by Bandera and his stubbornness towards the West constituted the main reasons behind this break." (S)
Hiding Bandera (U)
The Soviet Union's demand for repatriating all its citizens sus- pected of war crimes and collaboration with the Nazis Complicated Ara- di's and Holtsman's work with the Ukrainians while they established initial contacts with OUN and ZPUHVR. 2" American acquiescence in the Soviet demand would damage relations with the Ukrainians. Amer- ican refusal, on the other hand, would damage relations with the USSR in Germany. Citizenship issues further complicated the problem. The redrawn borders of Poland and the USSR put portions of Ukraine in both countries; hence, many Ukrainians claimed to be Polish citizens exempt from repatriation to the USSR. (S)
The Soviets wanted Stefan Bandera. American intelligence offi- cials recognized that his arrest would have quick and adverse effects on the future of US operations with the Ukrainians. According to Aradi, Bandera's arrest:
'•;:-• Wouldlitiply to the Ukrainians that we as an organization are unable to protect them, i.e., we have no authority. In such a case, there is not any reason or sense for them to cooperate with us.
SCO to Thurston, "CE Operational Progress Report No.5," 17 February 1947, FSRO- 1306, Information Management Staff Job C.. 1 Box 513, (s).
shown that information derived from such organizations has been both low-grade and ideologically biased."" (S)
Holtsman, in fact, dropped arrangements with the LYNX group in late 1946 and focused on more limited contact under Operation TRIDENT. In doing so, he severed relations with Hrinioch (who had been Aradi's source) while still maintaining contact with Matvidyko. In the meantime, OUN' s ongoing internal dissension further tested.Amer- ican patience with the Ukrainians. After a stormy meeting in Germany
in August 1948, the leaders of the ZPUHVR in Germany (principally Lebed and Hrinioch) broke with Bandera's OUN. The increasingly to- talitarian attitude taken by Bandera and his stubbornness towards the West constituted the main reasons behind this break." (S)
Hiding Bandera (U)
The Soviet Union's demand for repatriating all its citizens sus- pected of war crimes and collaboration with the Nazis Complicated Ara- di's and Holtsman's work with the Ukrainians while they established initial contacts with OUN and ZPUHVR. 2" American acquiescence in the Soviet demand would damage relations with the Ukrainians. Amer- ican refusal, on the other hand, would damage relations with the USSR in Germany. Citizenship issues further complicated the problem. The redrawn borders of Poland and the USSR put portions of Ukraine in both countries; hence, many Ukrainians claimed to be Polish citizens exempt from repatriation to the USSR. (S)
The Soviets wanted Stefan Bandera. American intelligence offi- cials recognized that his arrest would have quick and adverse effects on the future of US operations with the Ukrainians. According to Aradi, Bandera's arrest:
'•;:-• Wouldlitiply to the Ukrainians that we as an organization are unable to protect them, i.e., we have no authority. In such a case, there is not any reason or sense for them to cooperate with us.
SCO to Thurston, "CE Operational Progress Report No.5," 17 February 1947, FSRO- 1306, Information Management Staff Job C.. 1 Box 513, (s).
"The background of this conference and the dissension between the OUN and ZPUH-
VR and other Ukrainian groups is discussed in Chief of Station, Karlsruhe (signed by
James Critchfield and r to Helms, "Project ICON: Postwar Ukrainian
Exile Organizations in western Europe,' 30 pages, 20 October 1948, MGM-A-793, Po-
litical and Psychological Staff Job C. , Box I, Folder 5, (S). This report is here-
after cited as Project ICON Report. (s)
AB-51, AMZON to AB-43, Munich, "Stefan Bandera," 28 October 1946, FSRO-656 (S) in Bandera, c_ j (s)
31 Secret
AB-51, AMZON to AB-43, Munich, "Stefan Bandera," 28 October 1946, FSRO-656 (S) in Bandera, c_ j (s)
31 Secret
Secret Cold War Allies
One of the reasons why full cooperation between the UHVR and our organization has not developed yet is the suspicion of these leaders that we will ultimately "betray" them. From the very beginning they complained that Americans have no real interest in them and that Communist-penetrated USA officers or officials will trade them to Russia. This belief was shared by both the Ban- dera people and the conservative Ukrainians. (S)
Aradi concluded that, "if it should be decided not to use these peo- ple and their organization for intelligence purposes, it would be better to arrest not only Bandera, but all the leaders whose names and where- abouts are known to us."
Headquarters disagreed with Aradeslassessment, and indeed had never put much credence in the "intelligence" the Ukrainians were pro- viding. The Central Intelligence Group recognized that Bandera's extra- dition to the Soviet Union would be a blow to the underground movement, bUt noted that his organization "is, as the field agrees,
primarily [original emphasis] a terrorist organization." Harry Rositzke; the acting chief of Special Projects Division-Soviet (SPD :S), wrote on 7 Janudry 1947 .that: •
The case of Bandera's extradition and our part in it brings to the fore the whole Ukrainian problem. If the sine qua non of Ukrainian cooperation is political, then we should cease all direct contact (original emphasis] immediately. We are not in a position to give it, and if we attempt to create the impression that we can, we can expect only bad results, for it will become obvious sooner or later that the protection we offer is extremely fragile as factors beyond our control are brought into play. If we accept the premise that political support is out, we must also face the fact that in the long run operations using the Ukrainians as an organized group will probably turn out to be worthless—simply because without political support the Ukrainian nationalist groups will be decimated by Soviet pressure and demoralization. It is therefore difficult to see
BindelisprOblern as really significant. The effects of Bandera's arrest will only be to precipitate an inevitable development. (S)
'' SC AMZON to SC Washington, "Search for Bandera, Leader of the OUN," 20 No- vember 1946;17SR0-766, and Attachment I (KILKENNY) (S), in Bandera, E
.7 (3)
iC ettM to SC AMZON, "Munich Contacts," 9 January 1947, X-9126, enclosing
SPD-S, "AB-51 and KILKENNY's Views on the Effects of Bandera's Extradition,"
One of the reasons why full cooperation between the UHVR and our organization has not developed yet is the suspicion of these leaders that we will ultimately "betray" them. From the very beginning they complained that Americans have no real interest in them and that Communist-penetrated USA officers or officials will trade them to Russia. This belief was shared by both the Ban- dera people and the conservative Ukrainians. (S)
Aradi concluded that, "if it should be decided not to use these peo- ple and their organization for intelligence purposes, it would be better to arrest not only Bandera, but all the leaders whose names and where- abouts are known to us."
Headquarters disagreed with Aradeslassessment, and indeed had never put much credence in the "intelligence" the Ukrainians were pro- viding. The Central Intelligence Group recognized that Bandera's extra- dition to the Soviet Union would be a blow to the underground movement, bUt noted that his organization "is, as the field agrees,
primarily [original emphasis] a terrorist organization." Harry Rositzke; the acting chief of Special Projects Division-Soviet (SPD :S), wrote on 7 Janudry 1947 .that: •
The case of Bandera's extradition and our part in it brings to the fore the whole Ukrainian problem. If the sine qua non of Ukrainian cooperation is political, then we should cease all direct contact (original emphasis] immediately. We are not in a position to give it, and if we attempt to create the impression that we can, we can expect only bad results, for it will become obvious sooner or later that the protection we offer is extremely fragile as factors beyond our control are brought into play. If we accept the premise that political support is out, we must also face the fact that in the long run operations using the Ukrainians as an organized group will probably turn out to be worthless—simply because without political support the Ukrainian nationalist groups will be decimated by Soviet pressure and demoralization. It is therefore difficult to see
BindelisprOblern as really significant. The effects of Bandera's arrest will only be to precipitate an inevitable development. (S)
'' SC AMZON to SC Washington, "Search for Bandera, Leader of the OUN," 20 No- vember 1946;17SR0-766, and Attachment I (KILKENNY) (S), in Bandera, E
.7 (3)
iC ettM to SC AMZON, "Munich Contacts," 9 January 1947, X-9126, enclosing
SPD-S, "AB-51 and KILKENNY's Views on the Effects of Bandera's Extradition,"
7
-rimer; 1.91
• , InformaIo,i ivicuidgemen( Staff Job C ,3 Box 6. (s)
Cold W ar A llies Secret
The day before he wrote this memorandum. Rositzke criticized CIG for failing to develop Soviet strategic "Lambda targets" and pro- tested that American intelligence was overinvolved in tactical opera- tions in Europe. He was concerned about CIG's "hasty exploitation of sources of opportunity, especially anti-Soviet emigres from the USSR and satellite countries, to the exclusion of actual penetration opera- tions." He called for a concentrated American effort against the Soviet Union and a reduction of' CIG's "exploitation of such organized anti- Soviet groups as the Ukrainians. Georgians. and Batts for penetrating the USSR (which/ involves dangerous security and political hazards.—
Rositzke's arguments apparently were persuasive, for by the spring of 1947 Munich base had orders to stop its work with the various - emigre groups, especially the Ukrainians. and concentrate on other tar- gets. The new chief of the Munich Operations Base.. C
ceased contact with the Ukrainians and CIG turned over Ivan Hrinioch and Mykola Lebed to the US Army as sources.'' (c)
In December 1947 the National Security Council issued NSC 4-A, which had important consequences for CIA in general and the emigre programs in particular. NSC 4-A gave the DC1 responsibility for con- ducting covert psychological operations. This meant that CIA could now take the offensive in ways not possible previously. (u)
Before NSC 4-A the Central Intelligence Group tried unsuccess- fully to use emigres to collect intelligence. With the NSC's directive, the newly formed Central Intelligence Agency could move toward ac- tive cooperation with them in other areas of activity. The change result-
. ed in part from CIA's first attempts to penetrate the Iron Curtain and --'-'.-=:-=.---lizticePtUthesfale-6f the Ukrainians (and other Eastern European emigre
The day before he wrote this memorandum. Rositzke criticized CIG for failing to develop Soviet strategic "Lambda targets" and pro- tested that American intelligence was overinvolved in tactical opera- tions in Europe. He was concerned about CIG's "hasty exploitation of sources of opportunity, especially anti-Soviet emigres from the USSR and satellite countries, to the exclusion of actual penetration opera- tions." He called for a concentrated American effort against the Soviet Union and a reduction of' CIG's "exploitation of such organized anti- Soviet groups as the Ukrainians. Georgians. and Batts for penetrating the USSR (which/ involves dangerous security and political hazards.—
Rositzke's arguments apparently were persuasive, for by the spring of 1947 Munich base had orders to stop its work with the various - emigre groups, especially the Ukrainians. and concentrate on other tar- gets. The new chief of the Munich Operations Base.. C
ceased contact with the Ukrainians and CIG turned over Ivan Hrinioch and Mykola Lebed to the US Army as sources.'' (c)
In December 1947 the National Security Council issued NSC 4-A, which had important consequences for CIA in general and the emigre programs in particular. NSC 4-A gave the DC1 responsibility for con- ducting covert psychological operations. This meant that CIA could now take the offensive in ways not possible previously. (u)
Before NSC 4-A the Central Intelligence Group tried unsuccess- fully to use emigres to collect intelligence. With the NSC's directive, the newly formed Central Intelligence Agency could move toward ac- tive cooperation with them in other areas of activity. The change result-
. ed in part from CIA's first attempts to penetrate the Iron Curtain and --'-'.-=:-=.---lizticePtUthesfale-6f the Ukrainians (and other Eastern European emigre
groups) with the CIA's efforts. (C)
" Harry A. Rositzlce, Acting Chief, SPD-S, to Donald H. Galloway, Assistant Director
for Special Operations, "Recommended Policy for Lambda Strategic Operations Pro-
gram," 8 January 1947, Information Management-Staff Job C
Records Repository, US Army Intelligence and Security Command, Fort George G.
Records Repository, US Army Intelligence and Security Command, Fort George G.
, Box 4. (c)
" Li Col. Ellington D. Golden, Region IV, 970th CIC Detachment, to Commanding Officer, 970th CIC Detachment, "Hrynioch, Ivan," 18 November 1947, (C), enclosing Special Agent Camille S. Hajdu, Memorandum for the Officer in Charge, "Hrynioch. 17 Nuvember 1947, (C), in ivan firynioch, Dossier XE-20-19•66, Investigative
" Li Col. Ellington D. Golden, Region IV, 970th CIC Detachment, to Commanding Officer, 970th CIC Detachment, "Hrynioch, Ivan," 18 November 1947, (C), enclosing Special Agent Camille S. Hajdu, Memorandum for the Officer in Charge, "Hrynioch. 17 Nuvember 1947, (C), in ivan firynioch, Dossier XE-20-19•66, Investigative
Meade, Maryland (hereafter cited by dossier number, IRR, INSCOM). (c)
33 Secret
33 Secret
Secret Cold W ar A llies
DCI Roscoe H. Hillenkoetter initially opposed the employment of emigre groups despite the pressure from other federal agencies, includ- ing the State Department and the Army. In early March 1948, Frank Wisner, a former OSS officer and a member of the State Department's Policy Planning Staff, proposed that the State-Army-Navy-Air Force Coordinating Committee (SANACC) form an ad hoc committee to ex- plore the use of Soviet exiles. Under the authority of NSC 4-A, SAN- ACC took up Wisner's proposal and circulated his paper, "Utilization
of Refugees from the Soviet Union in U.S. National Interest," as SAN- ACC 395 on 17 March 1948. Shortly afterwards, SANACC's ad hoc committee, comprising members from State, Army, CIA, and other agencies, began considering the paper and its recommendations.' (U)
Wisner proposed in SANACC 395 to "increase defections among the elite of the Soviet World and to utilize refugees from the Soviet World in the national interests of the U.S." The paper noted the great dissatisfaction of many Russians since the Bolshevik Revolution in
1917 and the growth of Russian anti-Communism during the German occupation in World War H. Wisner believed that at least 700,000 Rus- sians were scattered in European DP camps and elsewhere. This figure, Wisner claimed, represented "the potential nucleus of possible Freedom Committees encouraging resistance movements into the Soviet World and providing contacts with an underground." According to Wisner, the United States remained "ill-equipped to engage in the political and psy- chological conflict with the Soviet World," and the "Soviet satellite ar- eas like the USSR are tending to become a terra incognito." American ignorance of the Soviet Union in all fields and at all levels, he lamented, was profound and growing. (u)
With SANACC's approval, Wisner planned to "remove present deterrents and establish inducements" to spur defectors among the So- viet elite, as well as to increase the utilization of these refugees "to till the gaps in our current official intelligence, in public information, and in our politico-psychological operations." The State Department requested that CIA conduct the study in accordance with Paragraph 6 of the SANACC-395's recommendations and report its findings to the committee. "(u)
" State-Army-Navy-Air Force Coordinating Committee 395, Utilization of Refugees from the Soviet Union in U.S. National Interest, 17 March 1948, located in Scholarly Resources, Inc., National Security Policy of the United States, LM-54, Roll 32, SWNCC Case Files Nos. 382-402 March 1947-June 1949, National Archives and
Records Administration. (u)
" Ibid. (u)
" W.A. Schulgen, Acting Secretary, SANACC, to Members, 18 March 1948, SANA- 5983, LM-54, Roll 32, National Archives and Records Administration. (u)
Secret 34
DCI Roscoe H. Hillenkoetter initially opposed the employment of emigre groups despite the pressure from other federal agencies, includ- ing the State Department and the Army. In early March 1948, Frank Wisner, a former OSS officer and a member of the State Department's Policy Planning Staff, proposed that the State-Army-Navy-Air Force Coordinating Committee (SANACC) form an ad hoc committee to ex- plore the use of Soviet exiles. Under the authority of NSC 4-A, SAN- ACC took up Wisner's proposal and circulated his paper, "Utilization
of Refugees from the Soviet Union in U.S. National Interest," as SAN- ACC 395 on 17 March 1948. Shortly afterwards, SANACC's ad hoc committee, comprising members from State, Army, CIA, and other agencies, began considering the paper and its recommendations.' (U)
Wisner proposed in SANACC 395 to "increase defections among the elite of the Soviet World and to utilize refugees from the Soviet World in the national interests of the U.S." The paper noted the great dissatisfaction of many Russians since the Bolshevik Revolution in
1917 and the growth of Russian anti-Communism during the German occupation in World War H. Wisner believed that at least 700,000 Rus- sians were scattered in European DP camps and elsewhere. This figure, Wisner claimed, represented "the potential nucleus of possible Freedom Committees encouraging resistance movements into the Soviet World and providing contacts with an underground." According to Wisner, the United States remained "ill-equipped to engage in the political and psy- chological conflict with the Soviet World," and the "Soviet satellite ar- eas like the USSR are tending to become a terra incognito." American ignorance of the Soviet Union in all fields and at all levels, he lamented, was profound and growing. (u)
With SANACC's approval, Wisner planned to "remove present deterrents and establish inducements" to spur defectors among the So- viet elite, as well as to increase the utilization of these refugees "to till the gaps in our current official intelligence, in public information, and in our politico-psychological operations." The State Department requested that CIA conduct the study in accordance with Paragraph 6 of the SANACC-395's recommendations and report its findings to the committee. "(u)
" State-Army-Navy-Air Force Coordinating Committee 395, Utilization of Refugees from the Soviet Union in U.S. National Interest, 17 March 1948, located in Scholarly Resources, Inc., National Security Policy of the United States, LM-54, Roll 32, SWNCC Case Files Nos. 382-402 March 1947-June 1949, National Archives and
Records Administration. (u)
" Ibid. (u)
" W.A. Schulgen, Acting Secretary, SANACC, to Members, 18 March 1948, SANA- 5983, LM-54, Roll 32, National Archives and Records Administration. (u)
Secret 34
Cold War Allies Secret
Captain Alan McCracken (USN), CIA's Deputy Assistant Direc- t-Or. for Special Operations_ (DADS0), served as the Agency's point of contact for SANACC 395. He expressed reservations about the overall value of Soviet defectors and rejected most of Wisner's proposals.
McCracken criticized the State Department for advocating a "social sci- ence institute composed of refugee and American scholars for the pur- pose of doing basic research studies on the Soviet World." McCracken considered "this proposal nothing but expensive hot air." just as he rejected bringing Russians to the United States. "I do not think any 'social science scholars' will do us a particle of good—we have too damned many of this type of faker in the U.S. already."
DC! Hillenkoetter provided his own comments on SANACC 395 to the National Security Council on 19 April 1948. The NSC had asked "whether the mass of refugees from the Soviet world. now in free Europe and Asia. can be effectively utilized to further U.S. interests in the current struggle with the USSR and whatever may eventuate there- from." The DCI judged the exiles practically useless in peacetime. but potentially valuable in a war. Hillenkoetter noted that. in the event of a conflict with the USSR. the United States would "have a. critical need
for thousands of these emigres as propaganda personnel, interrogation teams, and sabotage and espionage operations and administrative personnel."'" (s)
The DCI recommended "no organized utilization by the U.S. Gov- ernment of large groups or the mass of Soviet emigres." but proposed that the State Department screen all refugees from the Soviet orbit and prepare a master index of names, residences. and occupations. This screening, Hillenkoetter noted. "must include the object of isolating persons who are suitable for direct use in intelligence purposes, as dis- tinct from merely furnishing miscellaneous information."'" (S)
" Alan R. McCracken. Deputy Assistant Director Special Operations, to . C. Chief, Interdepartmental Coordinating and Planning Staff (ICAPS), "Utilization
ot soviet Refugees," 29 March 1948. Information Manaeement Staff Job '. C.
Box 1, Folder 13, (C). McCracken's memo responded to C. request for comments; see C.. -2 to Galloway, "Utilization of Refugees from the Soviet Union in US National Interest," 23 March 1948. Information Management Staff Job C. .D Box I, Fold- er 13. (c)
' Roscoe H. Hillenkoetter, Director of Central Intelligence, to Sidney W. Souers, Executive Secretary, National Security Council, "Utilization of the Mass of Soviet Ref- ugees," 19 April 1948, ER-428, Information Management Staff Job C _ B o x 498, Folder 9. (s)
Captain Alan McCracken (USN), CIA's Deputy Assistant Direc- t-Or. for Special Operations_ (DADS0), served as the Agency's point of contact for SANACC 395. He expressed reservations about the overall value of Soviet defectors and rejected most of Wisner's proposals.
McCracken criticized the State Department for advocating a "social sci- ence institute composed of refugee and American scholars for the pur- pose of doing basic research studies on the Soviet World." McCracken considered "this proposal nothing but expensive hot air." just as he rejected bringing Russians to the United States. "I do not think any 'social science scholars' will do us a particle of good—we have too damned many of this type of faker in the U.S. already."
DC! Hillenkoetter provided his own comments on SANACC 395 to the National Security Council on 19 April 1948. The NSC had asked "whether the mass of refugees from the Soviet world. now in free Europe and Asia. can be effectively utilized to further U.S. interests in the current struggle with the USSR and whatever may eventuate there- from." The DCI judged the exiles practically useless in peacetime. but potentially valuable in a war. Hillenkoetter noted that. in the event of a conflict with the USSR. the United States would "have a. critical need
for thousands of these emigres as propaganda personnel, interrogation teams, and sabotage and espionage operations and administrative personnel."'" (s)
The DCI recommended "no organized utilization by the U.S. Gov- ernment of large groups or the mass of Soviet emigres." but proposed that the State Department screen all refugees from the Soviet orbit and prepare a master index of names, residences. and occupations. This screening, Hillenkoetter noted. "must include the object of isolating persons who are suitable for direct use in intelligence purposes, as dis- tinct from merely furnishing miscellaneous information."'" (S)
" Alan R. McCracken. Deputy Assistant Director Special Operations, to . C. Chief, Interdepartmental Coordinating and Planning Staff (ICAPS), "Utilization
ot soviet Refugees," 29 March 1948. Information Manaeement Staff Job '. C.
Box 1, Folder 13, (C). McCracken's memo responded to C. request for comments; see C.. -2 to Galloway, "Utilization of Refugees from the Soviet Union in US National Interest," 23 March 1948. Information Management Staff Job C. .D Box I, Fold- er 13. (c)
' Roscoe H. Hillenkoetter, Director of Central Intelligence, to Sidney W. Souers, Executive Secretary, National Security Council, "Utilization of the Mass of Soviet Ref- ugees," 19 April 1948, ER-428, Information Management Staff Job C _ B o x 498, Folder 9. (s)
Ibid. (s)
35 Secret
•
Secret Cold W ar A llies
CIA and ZPUHVR (s)
As a result of Frank Wisner's SANACC 395. CIA undertook an- other study of the various emigre groups in Europe. -Zsolt Aradi and Boleslav Holtiman had moved on to new assignments. and
with CIA's Office of Special OperatioT in Germany, now had the responsibility of assessing the* Ukrainians... E. •Z 7completed his report, known as Project WOK in October 1943. The report drew from and updated Aradi's earlier December 1946 work on Ukrainian nation- alism.- Like Aradi, t. z evaluated the Bandera and Melnik factions of the OUN, the UHVR/ZPUHVR, and the Ukrainian National Repub- lic (an older emigre group in western . Europe) to determine which orga- nizations—if any—deserved CIA support. He based. his conclusions on the files of the Army Counter Intelligence Corps in Munich and CIA records."(S)
-I thought ZPUHVR the best group for CIA's purposes. be- cause it ostensibly had the support of both Ukrainians at home and in western Germany. ZPUHVR leaders have demonstrated that they are not interested in personal gain or profit. - the group practiced good se- curity measures. and -ZPUHVR has kept itself morally and politically uncommitted and uncompromised over a period of three years." =. recognized that it was particularly difficult for any emigre group to avoid the ever-present Ukrainian fractional strife. (S)
• C . -.7 support for the ZPUHVR signaled a major change in US intelligence activities directed against the Soviet Union. With the au- thority of NSC 4-A, and the impetus of SANACC 395. CIA officers in Munich now eagerly sought to work with the Ukrainians. -Richard Helms, chief of Foreign Branch M. cabled Munich on 3 December 1948 to ask if Hrinioch and ZPUHVR could .provide volunteers for courier missions under American control. "Best approach these groups..." Helms advised, "stating our aim as rendering assistance to-dissidents rather than purely intelligence purposes." (s)
,
As a result of Frank Wisner's SANACC 395. CIA undertook an- other study of the various emigre groups in Europe. -Zsolt Aradi and Boleslav Holtiman had moved on to new assignments. and
with CIA's Office of Special OperatioT in Germany, now had the responsibility of assessing the* Ukrainians... E. •Z 7completed his report, known as Project WOK in October 1943. The report drew from and updated Aradi's earlier December 1946 work on Ukrainian nation- alism.- Like Aradi, t. z evaluated the Bandera and Melnik factions of the OUN, the UHVR/ZPUHVR, and the Ukrainian National Repub- lic (an older emigre group in western . Europe) to determine which orga- nizations—if any—deserved CIA support. He based. his conclusions on the files of the Army Counter Intelligence Corps in Munich and CIA records."(S)
-I thought ZPUHVR the best group for CIA's purposes. be- cause it ostensibly had the support of both Ukrainians at home and in western Germany. ZPUHVR leaders have demonstrated that they are not interested in personal gain or profit. - the group practiced good se- curity measures. and -ZPUHVR has kept itself morally and politically uncommitted and uncompromised over a period of three years." =. recognized that it was particularly difficult for any emigre group to avoid the ever-present Ukrainian fractional strife. (S)
• C . -.7 support for the ZPUHVR signaled a major change in US intelligence activities directed against the Soviet Union. With the au- thority of NSC 4-A, and the impetus of SANACC 395. CIA officers in Munich now eagerly sought to work with the Ukrainians. -Richard Helms, chief of Foreign Branch M. cabled Munich on 3 December 1948 to ask if Hrinioch and ZPUHVR could .provide volunteers for courier missions under American control. "Best approach these groups..." Helms advised, "stating our aim as rendering assistance to-dissidents rather than purely intelligence purposes." (s)
,
-3 joined CIG in March 1947. An Army veteran of the Mediterranean Theater,
C, 0 served briefly in CIC in mid-1945 along the Austrian-German border. He served
with OSO in Vienna. Heidelberz. and Munich from 1947 until 1950 when he returned
Office of Human Resources Job
, Box 60, (s). A copy of C._ 0 memoir of his service in Europe is located
in the History Staff. (s)
"Project ICON Report. (S)
" Ibid., p. 2. (s)
" Project ICON Report, pp. 14-15. (s)
"Cable, SO to Munich, Karlsruhe, OUT 72439,3 December 1948, Political and Psy- chological Staff Job C
Secret
Office of Human Resources Job
, Box 60, (s). A copy of C._ 0 memoir of his service in Europe is located
in the History Staff. (s)
"Project ICON Report. (S)
" Ibid., p. 2. (s)
" Project ICON Report, pp. 14-15. (s)
"Cable, SO to Munich, Karlsruhe, OUT 72439,3 December 1948, Political and Psy- chological Staff Job C
Secret
to Washington. Personnel fileC.
.3, Box 4, Folder 23. (s)
36
Cold W ar A llies Secret
The fin., US-spansoiril airdrap in the (A mine. C_ (ren(er in
unifinin) trial ilileli ii members and Ukrainian pervunnek Sepir'inber -194V in
C. -a managed to convince both Hrinioch and Lebed in January 1949 that the United States now planned to cooperate with the ZPUH- VR to send couriers (the so-called APOSTLES) to Ukraine. By early
February C. .= cabled Washington with the news that our relations.. with ZPUHVR have greatly accelerated at our initiative. Both Navas and CAP ARISON . IHriniochl agree to turn complete operational alle- giance of ZPUHVR over to MOB 'Munich Operations Baser c_ discussed Ukrainian requests for support and other details concerning the commencement of operations. After reviewing previous missions (only one courier had arrived in Ukraine from Germany since 1946),
-J admitted, "transporting the APOSTLES and several radios by
" Cable, Munich to SO, Karlsruhe. IN 22867,2 February 1949, Political and Psycho- logical Staff Job C., Box 4. Folder 23. (s)
37 Secret
C. -a managed to convince both Hrinioch and Lebed in January 1949 that the United States now planned to cooperate with the ZPUH- VR to send couriers (the so-called APOSTLES) to Ukraine. By early
February C. .= cabled Washington with the news that our relations.. with ZPUHVR have greatly accelerated at our initiative. Both Navas and CAP ARISON . IHriniochl agree to turn complete operational alle- giance of ZPUHVR over to MOB 'Munich Operations Baser c_ discussed Ukrainian requests for support and other details concerning the commencement of operations. After reviewing previous missions (only one courier had arrived in Ukraine from Germany since 1946),
-J admitted, "transporting the APOSTLES and several radios by
" Cable, Munich to SO, Karlsruhe. IN 22867,2 February 1949, Political and Psycho- logical Staff Job C., Box 4. Folder 23. (s)
37 Secret
•
air to be dropped by parachute offers the only solution with good possi-
bilities of success."'' (s)
Nevertheless, the challenge ahead of OSO was daunting. C.. -.7 made good progress at first, gaining control of the ZPUHVR courier missions from Army intelligence and incorporating the Ukrainians into CIA's collection ef- forts behind the Iron Curtain. late March 1949, C. _3 submitted the de- velopmental plan for Project ANDROGEN, which called for the:
accumulation of information on the status of the Ukrainian under- ground movement for use as a frame of reference in ascertaining the various ways in which the existence of this movement could have bearing on the course of an open conflict between the United States and the USSR. (s)
E. _I noted that the ZPUHVR activities were not only illegal under US military government regulations, but that its key figures also had no legal status in Germany. "If the courier operation fails and the personnel is simply dropped," c. .2 warned, "no disposal costs are envisaged." I-le added, however, that the "evacuation of CAPARISON [Hrinioch], ANTLER [Leb- ed], and ACROBAT (Lopatinsky) and their four dependents from Western Germany may be deemed advisable at a later date whether the initial attempt to develop this project as a whole is successful or not." (s)
" COS Karlsruhe to Helms, "Project ANDROGEN Memo No. I: The Genesis through 20 January 1949." 16 March 1949, MGM-A-1023. Political and Psychological StaffJob C, •Box 4. Folder 22, (S). Donald G. Huefner at Foreign Branch M in Wash- ington replied to C memorandum that "your progress report on Project ANDRO- GEN is regarded here as excellent and exactly the type of report we like to receive on such operations. Prior to the receipt of this memorandum communications on this project have been almost entirely confined to cable traffic, and although we have been informed of developments as they occurred, cables do not indicate the time and effort in such negotiations:" Huefner also noted the difficulties in working with ZPUHVR and said, "it is obvious that in order to obtain the maximum amount of cooperation from
such groups as the UHVR and to minimize the delays such as encountered in your deal- ings with CAPARISON, we must be prepared to grant assistance to them which is not primarily associated with intelligence." Helms to COS, Karlsruhe, "Project ANDRO- GEN," II April 1949, MGK-W-1879, Political and Psychological StaffJob _
Box 4, Folder 22. (s)
Nevertheless, the challenge ahead of OSO was daunting. C.. -.7 made good progress at first, gaining control of the ZPUHVR courier missions from Army intelligence and incorporating the Ukrainians into CIA's collection ef- forts behind the Iron Curtain. late March 1949, C. _3 submitted the de- velopmental plan for Project ANDROGEN, which called for the:
accumulation of information on the status of the Ukrainian under- ground movement for use as a frame of reference in ascertaining the various ways in which the existence of this movement could have bearing on the course of an open conflict between the United States and the USSR. (s)
E. _I noted that the ZPUHVR activities were not only illegal under US military government regulations, but that its key figures also had no legal status in Germany. "If the courier operation fails and the personnel is simply dropped," c. .2 warned, "no disposal costs are envisaged." I-le added, however, that the "evacuation of CAPARISON [Hrinioch], ANTLER [Leb- ed], and ACROBAT (Lopatinsky) and their four dependents from Western Germany may be deemed advisable at a later date whether the initial attempt to develop this project as a whole is successful or not." (s)
" COS Karlsruhe to Helms, "Project ANDROGEN Memo No. I: The Genesis through 20 January 1949." 16 March 1949, MGM-A-1023. Political and Psychological StaffJob C, •Box 4. Folder 22, (S). Donald G. Huefner at Foreign Branch M in Wash- ington replied to C memorandum that "your progress report on Project ANDRO- GEN is regarded here as excellent and exactly the type of report we like to receive on such operations. Prior to the receipt of this memorandum communications on this project have been almost entirely confined to cable traffic, and although we have been informed of developments as they occurred, cables do not indicate the time and effort in such negotiations:" Huefner also noted the difficulties in working with ZPUHVR and said, "it is obvious that in order to obtain the maximum amount of cooperation from
such groups as the UHVR and to minimize the delays such as encountered in your deal- ings with CAPARISON, we must be prepared to grant assistance to them which is not primarily associated with intelligence." Helms to COS, Karlsruhe, "Project ANDRO- GEN," II April 1949, MGK-W-1879, Political and Psychological StaffJob _
Box 4, Folder 22. (s)
Secret Cold War Allies
" A report concerning the arrival of the APOSTLES is found in COS, Karlsruhe to
4.1--=r '--:71:111Ins,114rojeet-ANDROGEN Memo No. 2: How the APOSTLES Came to Germany,"
16 March 1949, MGM-A-1024, Political and Psychological Staff Job E -= Box
4, Folder 22, (S). See also Acting Chief, MOB to Helms, "Personal Record of APOS-
LTLES 1 and 2 (Ops)," 3 May 1949, MGM - A- 1136, European Division Job
Box I; Folder 5. (s)
"COS, Karlsruhe to Helms, "ANDROGEN Proiect," 31 March 1949, MGM-A-1059, Political and Psychological Staff Job C Box 4, Folder 22, (S). Approval of this project with stipulations by headquarters is found in Helms to Chief of Station, ICarlsruhe "Project ANDROGEN," 25 April 1949, MOK-W-1952, Political and Psy- chological Staff Job E. Box 4, Folder 22. (s)
Secret 38
LTLES 1 and 2 (Ops)," 3 May 1949, MGM - A- 1136, European Division Job
Box I; Folder 5. (s)
"COS, Karlsruhe to Helms, "ANDROGEN Proiect," 31 March 1949, MGM-A-1059, Political and Psychological Staff Job C Box 4, Folder 22, (S). Approval of this project with stipulations by headquarters is found in Helms to Chief of Station, ICarlsruhe "Project ANDROGEN," 25 April 1949, MOK-W-1952, Political and Psy- chological Staff Job E. Box 4, Folder 22. (s)
Secret 38
•
Cold War Allies
Secret
C _ agreed that CIA's base in Munich would provide a number
of services for the Ukrainians. including housing and training for the
APOSTLES. The Agency _likewise would replace ZPUHVR's funds
that German border police had confiscated from the couriers when they
entered the country. Perhaps most importantly, C -2 agreed that "our
organization will endeavor to .shorten the distance to be traversed on
foot by the APOSTLES between Munich and their destination." In the
first of many demands, the ZPUHVR wanted the CIA to publicize the
resistance efforts as well as to permit a number of its leaders. including
Hrinioch and Lebec,. to address Ukrainian immigrant groups in the
United States and Canada. The Ukrainian organization even asked that
CIA assist the organization in promoting its leadership activities in other nations outside of Germany.' (S)
CIA's plans to use the Ukrainians received official sanction in Wash- ington in the summer of 1949. Foreign Branch M's Richard Helms and Harry Rositzke. chief of Foreign Branch S. submitted a proposal to the As- sistant Director for Special Operations. Robert A. Schow. on 26 July to ex- ploit the Ukrainian resistance movement within the Soviet Union. Sehow approved the project that same day..11 At the same time C, redesignated the ANDROGEN project as Project CARTEL. utilizing the same person- nel. He provided radio and cipher training to the Ukrainians, and confirmed that mission personnel and equipment would travel to Ukraine in unmarked
American aircraft The American case ofiker, known simply as
to the Ukrainians, also began providing funds to the ZPUHVR because the organization had no money."2(S)
The first CIA-sponsored airdrop into the USSR occurred in September 1949 when two Ukrainians landed near Lvov. This mission. which C -a coordinated and handled, sought to establish contact with the UHVR/UPA in Ukraine." While the Soviets quickly eliminated the agents, .operation sparked considerable interest at Headquarters
" Ibid.,(s)
Hains and liositzke, Chief. Foreign Branch S, to Galloway. "Proposed Air Dispatch
of Androgen Agents into the USSR." 26 July 1949, Political and Psychological Staff Job Box 4, Folder 22. (s)
" COS, Karlsruhe to Helms, "CARTEL" 24 June 1949, MGM-A-1312, Political and Psychological Staff Job a -. 4, Folder 22. (s)
"Chief of Station, Karlsruhe (signed by C 1 to Helms, "Project CARTEL: Opera- tional Memorandum No. 8. A Synopsis ot the HIDER-CARTEL Plane Fli ght." 16 Sep- tember 1949, MGM-A-1584, Political and Psychological Staff Job J Box 4, Folder 22. (S) Headquarters response to CJ report is found in Chief. I-DM to Chief of Station, "CARTEL Project," 10 October 1949, MGK-W-3164, Political and Psychological Staff Job C. Box 4, Folder 22, (S). The history of the CIA- Ukrainian missions is covered extensively in CS/if t (s)
CIA assist the organization in promoting its leadership activities in other nations outside of Germany.' (S)
CIA's plans to use the Ukrainians received official sanction in Wash- ington in the summer of 1949. Foreign Branch M's Richard Helms and Harry Rositzke. chief of Foreign Branch S. submitted a proposal to the As- sistant Director for Special Operations. Robert A. Schow. on 26 July to ex- ploit the Ukrainian resistance movement within the Soviet Union. Sehow approved the project that same day..11 At the same time C, redesignated the ANDROGEN project as Project CARTEL. utilizing the same person- nel. He provided radio and cipher training to the Ukrainians, and confirmed that mission personnel and equipment would travel to Ukraine in unmarked
American aircraft The American case ofiker, known simply as
to the Ukrainians, also began providing funds to the ZPUHVR because the organization had no money."2(S)
The first CIA-sponsored airdrop into the USSR occurred in September 1949 when two Ukrainians landed near Lvov. This mission. which C -a coordinated and handled, sought to establish contact with the UHVR/UPA in Ukraine." While the Soviets quickly eliminated the agents, .operation sparked considerable interest at Headquarters
" Ibid.,(s)
Hains and liositzke, Chief. Foreign Branch S, to Galloway. "Proposed Air Dispatch
of Androgen Agents into the USSR." 26 July 1949, Political and Psychological Staff Job Box 4, Folder 22. (s)
" COS, Karlsruhe to Helms, "CARTEL" 24 June 1949, MGM-A-1312, Political and Psychological Staff Job a -. 4, Folder 22. (s)
"Chief of Station, Karlsruhe (signed by C 1 to Helms, "Project CARTEL: Opera- tional Memorandum No. 8. A Synopsis ot the HIDER-CARTEL Plane Fli ght." 16 Sep- tember 1949, MGM-A-1584, Political and Psychological Staff Job J Box 4, Folder 22. (S) Headquarters response to CJ report is found in Chief. I-DM to Chief of Station, "CARTEL Project," 10 October 1949, MGK-W-3164, Political and Psychological Staff Job C. Box 4, Folder 22, (S). The history of the CIA- Ukrainian missions is covered extensively in CS/if t (s)
39
Secret
' reNt
I
Secret Cold War Allies
and resulted in expanded CIA exploitation of the ZPUHVR." By 1950, CIA entered joint discussions with the British to launch operations into Ukraine; the United States, however, supported the ZPUHVR while the British advocated the use of Bandera's OUN." (S)
The Ukrainian airdrops also formed the basis for expanded CIA illegal border crossings into the Soviet Union by Foreign Division S, which had assumed responsibility for all operations behind the Iron Curtain. The bulk of the missions were launched from Munich in an operation that eventually became known as REDSOX." After a num- ber of abortive missions, CIA discontinued this approach into Ukraine
The growth in CIA's interest in Ukrainian operations can be seen in the following documents: Robert A. Schow, Assistant Director for Special Operations, to Assistant Director for Policy Coordination (ADPC), Frank G. Wisner, "Exploitation of Ukrainian Nationalist Resistance Organization," 22 December 1949, Political and Psvchological StnffJotC Box 4, Folder 22, (S); C.. tc a-- —7 Chief, Programs and Planning Division, "Use of Ukrainian Partisan Partisan !sic) Movement Against USSR," 25 January 1950; undated, signed,' "Agreement for Joint OSO/OPC Exploitation of ZPUHVRJUHVR:" undated, unsigned, "Memorandum of Understand- . ing between OPC and OSO Concerning the Joint Exploitation of the Foreign Represen- tation of the Ukrainian Supreme Council of Liberation (ZPUHVR) and the Supreme
Council (UHVR);" Project Outline Clearance Sheet, AERODYNAM1C-PBCRUET, 15 December 1950; and "Summary Joint OSO/OPC Report on the Ukrainian Resistance
Movement, 12December 1950" with cover sheet, Schow, Galloway. and Wisner, AD- PC. Memorandum to DC1, "Joint OSO/OPC Report on the Ukrainian Resistance M ment. 4 January 1951, all documents located in Political and Psychological Staff Job C., Box 1, Folder I. (s)
and resulted in expanded CIA exploitation of the ZPUHVR." By 1950, CIA entered joint discussions with the British to launch operations into Ukraine; the United States, however, supported the ZPUHVR while the British advocated the use of Bandera's OUN." (S)
The Ukrainian airdrops also formed the basis for expanded CIA illegal border crossings into the Soviet Union by Foreign Division S, which had assumed responsibility for all operations behind the Iron Curtain. The bulk of the missions were launched from Munich in an operation that eventually became known as REDSOX." After a num- ber of abortive missions, CIA discontinued this approach into Ukraine
The growth in CIA's interest in Ukrainian operations can be seen in the following documents: Robert A. Schow, Assistant Director for Special Operations, to Assistant Director for Policy Coordination (ADPC), Frank G. Wisner, "Exploitation of Ukrainian Nationalist Resistance Organization," 22 December 1949, Political and Psvchological StnffJotC Box 4, Folder 22, (S); C.. tc a-- —7 Chief, Programs and Planning Division, "Use of Ukrainian Partisan Partisan !sic) Movement Against USSR," 25 January 1950; undated, signed,' "Agreement for Joint OSO/OPC Exploitation of ZPUHVRJUHVR:" undated, unsigned, "Memorandum of Understand- . ing between OPC and OSO Concerning the Joint Exploitation of the Foreign Represen- tation of the Ukrainian Supreme Council of Liberation (ZPUHVR) and the Supreme
Council (UHVR);" Project Outline Clearance Sheet, AERODYNAM1C-PBCRUET, 15 December 1950; and "Summary Joint OSO/OPC Report on the Ukrainian Resistance
Movement, 12December 1950" with cover sheet, Schow, Galloway. and Wisner, AD- PC. Memorandum to DC1, "Joint OSO/OPC Report on the Ukrainian Resistance M ment. 4 January 1951, all documents located in Political and Psychological Staff Job C., Box 1, Folder I. (s)
" For an example of US-British discussions and agreements about Ukrainian opera-
tions, see WilliamcG. Wyman, Assistant Director for Special Operations, to Allen W.
Dulles, Deputy Director for Plans, "Ukrainian Position Paper," 23 April 1951, (S); and
to Winston M. Scott, Chief, Foreign Division W, "CIA/State Department Talks WW1 JIS/Foreign Office in London Beginning Monday, April 23, 1951 ," 4 May 1951, WELA-5084 (S), both documents in Political and Psychological Staff Job C.– Box I, Folder I, (S). Further account of the US-British discus- sions regarding support for Ukrainian and other Eastern European groups is found in
CSHF C_1 pp. 56-72. (s)
For a'more complete history of CIA's REDSOX onerations. see C.
-.3 Clandestine Service Historical Series ICSHPJ no ( ) CIA History Staff files, 1971; (S), (hereafter cited as CSHP-98). REDSOX operations took place in Be- lorussia, Latvia, Lithuania, Ukraine, and other areas of the Soviet Union. According to one CIA official in 1957, "the path of experience in attempts at the legalization of black infiltrated bodies into the USSR has been strewn with disaster." At least 75 percent of
85.= egenti'thliiitched under REDS OX disappeared from sight and failed in their missions. CSHP-098, p. 142 and Attachment B, "List of REDSOX Operations." For an- other'perspective, see "Survey of Illegal Border Operations into Czechoslovakia and Poland from 1948 through 1955," European Division Job G Box 1, Folder 2, (S). For open source discussions of CIA operations behind the Iron Curtain, see Peer de Silva, Sub Rosa: The CIA and the Uses of Intelligence (New York: Times Books, 1978), pp. 55-57; John Prados, Presidents' Secret W ars: CIA and Pentagon Covert Operations Since W orld W ar II (New York: William Morrow, 1986), pp. 30-60; and Harry Rositz- ke, The CIA 's Secret Operations: Espionage, Counterespionage, and Covert A ction (New York: Reader's Digest Press, 1977), pp. 18-38. (U)
40
to Winston M. Scott, Chief, Foreign Division W, "CIA/State Department Talks WW1 JIS/Foreign Office in London Beginning Monday, April 23, 1951 ," 4 May 1951, WELA-5084 (S), both documents in Political and Psychological Staff Job C.– Box I, Folder I, (S). Further account of the US-British discus- sions regarding support for Ukrainian and other Eastern European groups is found in
CSHF C_1 pp. 56-72. (s)
For a'more complete history of CIA's REDSOX onerations. see C.
-.3 Clandestine Service Historical Series ICSHPJ no ( ) CIA History Staff files, 1971; (S), (hereafter cited as CSHP-98). REDSOX operations took place in Be- lorussia, Latvia, Lithuania, Ukraine, and other areas of the Soviet Union. According to one CIA official in 1957, "the path of experience in attempts at the legalization of black infiltrated bodies into the USSR has been strewn with disaster." At least 75 percent of
85.= egenti'thliiitched under REDS OX disappeared from sight and failed in their missions. CSHP-098, p. 142 and Attachment B, "List of REDSOX Operations." For an- other'perspective, see "Survey of Illegal Border Operations into Czechoslovakia and Poland from 1948 through 1955," European Division Job G Box 1, Folder 2, (S). For open source discussions of CIA operations behind the Iron Curtain, see Peer de Silva, Sub Rosa: The CIA and the Uses of Intelligence (New York: Times Books, 1978), pp. 55-57; John Prados, Presidents' Secret W ars: CIA and Pentagon Covert Operations Since W orld W ar II (New York: William Morrow, 1986), pp. 30-60; and Harry Rositz- ke, The CIA 's Secret Operations: Espionage, Counterespionage, and Covert A ction (New York: Reader's Digest Press, 1977), pp. 18-38. (U)
40
Chief of Station,
Cold W ar A llies
Secret
after 1953. The Agency, however, maintained an operational relation-
ship with the Ukrainians that proved to be not only its first, but also
among its most resilient projects with, anti-Communist emigre groups.
Under.Mykola Lebed, whom the CIA brought to the United States in
1949. the ZPUHVR turned to other forms of resistance activity. With
Agency funding. the Ukrainians established a research institute in New
York and published a number of anti-Soviet publications, including
Suchasnist. From this base in the United States, the Ukrainians contin-
ued their struggle against Soviet oppression until the collapse of the
USSR. (s)
CIA's reluctance to use East European and Soviet ethnic minori- ties as intelligence sources and operatives had waned considerably as the 1940s grew to a close. NSC 4A was one reason: another was the growing fear in W ashington that W orld W ar III was imminent Al- though initial attempts to use emigres as sources of foreign intelligence failed. NSC 4A made it clear that CIA could use—and the NSC expect- ed CIA to use—emigres as agents for covert psychological warfare be- hind the Iron Curtain. CIA reestablished and expanded its contacts with the Ukrainians and others fin- covert action against the Communists and as wartime assets to be used behind Red Army lines as guerrillas, saboteurs, and resistance leaders. CIA continued to cling to these groups long after their immediate utility expired out of the mistaken be- lief that they were a valuable wartime reserve. (s)
The sometimes brutal war record of many emigre groups became blurred as they became more critical to the CIA. DCI Hillenkoetter, for example, gave the chairman of the Displaced Persons Commission an ambiguous answer when the latter asked for a status report on some of the ethnic groups CIA used. Hillenkoetter did not deny that many emi- gres had sided-with the Nazis, but did so, he said, less out of "a pro-
or pro-Fascist orientation, but from a strong anti-Soviet bias. In many cases their motivation was primarily nationalistic and patriotic with their espousal of the German cause determined by the national in- terests." 41 (S)
" Hillenkoetter to Ugo Carusi. Chairman. Displaced Persons Commission, 7 April 1949, Executive Registry Job C., Box 13, Folder 538. (c)
CIA's reluctance to use East European and Soviet ethnic minori- ties as intelligence sources and operatives had waned considerably as the 1940s grew to a close. NSC 4A was one reason: another was the growing fear in W ashington that W orld W ar III was imminent Al- though initial attempts to use emigres as sources of foreign intelligence failed. NSC 4A made it clear that CIA could use—and the NSC expect- ed CIA to use—emigres as agents for covert psychological warfare be- hind the Iron Curtain. CIA reestablished and expanded its contacts with the Ukrainians and others fin- covert action against the Communists and as wartime assets to be used behind Red Army lines as guerrillas, saboteurs, and resistance leaders. CIA continued to cling to these groups long after their immediate utility expired out of the mistaken be- lief that they were a valuable wartime reserve. (s)
The sometimes brutal war record of many emigre groups became blurred as they became more critical to the CIA. DCI Hillenkoetter, for example, gave the chairman of the Displaced Persons Commission an ambiguous answer when the latter asked for a status report on some of the ethnic groups CIA used. Hillenkoetter did not deny that many emi- gres had sided-with the Nazis, but did so, he said, less out of "a pro-
or pro-Fascist orientation, but from a strong anti-Soviet bias. In many cases their motivation was primarily nationalistic and patriotic with their espousal of the German cause determined by the national in- terests." 41 (S)
" Hillenkoetter to Ugo Carusi. Chairman. Displaced Persons Commission, 7 April 1949, Executive Registry Job C., Box 13, Folder 538. (c)
41
Secret
Secret Cold W ar A llies
CIA later informed the Immigration and Naturalization Service that it had concealed Stefan Bandera and other Ukrainians from the So- viets. "Luckily the [Soviet] attempt to locate these anti-Soviet Ukraini- ans was sabotaged by a few farsighted Americans who warned the persons concerned to go into hiding." The Agency cited the Ukrainian resistance movement's struggle against the Soviets and believed that "the main activities of the OUN in Ukraine cannot be considered detri- mental to the United States." By 1951, the Agency excused the illegal
activities of OUN's security branch in the name of Cold War necessi- ty." (C)
The Agency's relationship with the Ukrainians and other Eastern and Southern European emigre groups during the Cold War was long lived and remains controversial. At the time, CIA had few methods of collecting intelligence on the Soviet Union and felt compelled to exploit every opportunity, however slim the possibility of success or unsavory the agent. Emigre groups, even those with dubious pasts, were often the only alternative to doing nothing. CIA did its best to form relationships only with the best of a questionable lot. Much research and thought went into deciding which groups to support." (u)
CIA later informed the Immigration and Naturalization Service that it had concealed Stefan Bandera and other Ukrainians from the So- viets. "Luckily the [Soviet] attempt to locate these anti-Soviet Ukraini- ans was sabotaged by a few farsighted Americans who warned the persons concerned to go into hiding." The Agency cited the Ukrainian resistance movement's struggle against the Soviets and believed that "the main activities of the OUN in Ukraine cannot be considered detri- mental to the United States." By 1951, the Agency excused the illegal
activities of OUN's security branch in the name of Cold War necessi- ty." (C)
The Agency's relationship with the Ukrainians and other Eastern and Southern European emigre groups during the Cold War was long lived and remains controversial. At the time, CIA had few methods of collecting intelligence on the Soviet Union and felt compelled to exploit every opportunity, however slim the possibility of success or unsavory the agent. Emigre groups, even those with dubious pasts, were often the only alternative to doing nothing. CIA did its best to form relationships only with the best of a questionable lot. Much research and thought went into deciding which groups to support." (u)
4' Wyman to Commissioner. Immigration and Naturalization Service, -Vasyl COG-
OSHA and the OUN/Bandera," 23 May 1951 (signed by
sioner Enforcement Division on CIA letterhead), Information Management Staff Job
_a Box I, Folder 5, (S). Author John Loftus claims that Frank Wisner had this memoranuum written. See The Belarta Secret, ed. Nathan Miller (New York: Paragon House, 1989, rev. ed. 1982), pp. 106-107. (u)
" In 1971 C._ author of the CIA's official history of its relationship with the Ukrainians, reacneu scvcral conclusions:
The relationship was initially born of undeniable and urgent national security needs, which demanded exploration of every possible means of collecting information on the USSR.
Despite the goodwill, sacrifice, and heroism of many of the individuals involved, the initial efforts satisfied only the question of feasibility; at a tragic cost in life, the lesson was learned that the Ukrainian underground as an organization could not be sustained or exploited by clandestine CIA efforts alone, in the absence of any parallel official and ovcrtU poky)/ to support it.
th *my -heavy loss, and intensive KGB penetration and disruptive efforts targeted on the emigration, cooperation continued through the years, becoming mereptufitable as sophistication grew and more realistic goals were established.
Very powerful nationalist emotions lie at the root of Ukrainian willingness to fight on against hopeless odds in the early years, while CIA realization of these emotions has sustained its willingness to continue the association with the emigration despite heavy KGB attention.
No matter what the operational climate at any given time, minority nationalism in the USSR has had and will continue to have operational potential for CIA as long as non- Russian areas are administered from Moscow.
OSHA and the OUN/Bandera," 23 May 1951 (signed by
sioner Enforcement Division on CIA letterhead), Information Management Staff Job
_a Box I, Folder 5, (S). Author John Loftus claims that Frank Wisner had this memoranuum written. See The Belarta Secret, ed. Nathan Miller (New York: Paragon House, 1989, rev. ed. 1982), pp. 106-107. (u)
" In 1971 C._ author of the CIA's official history of its relationship with the Ukrainians, reacneu scvcral conclusions:
The relationship was initially born of undeniable and urgent national security needs, which demanded exploration of every possible means of collecting information on the USSR.
Despite the goodwill, sacrifice, and heroism of many of the individuals involved, the initial efforts satisfied only the question of feasibility; at a tragic cost in life, the lesson was learned that the Ukrainian underground as an organization could not be sustained or exploited by clandestine CIA efforts alone, in the absence of any parallel official and ovcrtU poky)/ to support it.
th *my -heavy loss, and intensive KGB penetration and disruptive efforts targeted on the emigration, cooperation continued through the years, becoming mereptufitable as sophistication grew and more realistic goals were established.
Very powerful nationalist emotions lie at the root of Ukrainian willingness to fight on against hopeless odds in the early years, while CIA realization of these emotions has sustained its willingness to continue the association with the emigration despite heavy KGB attention.
No matter what the operational climate at any given time, minority nationalism in the USSR has had and will continue to have operational potential for CIA as long as non- Russian areas are administered from Moscow.
CSHP. 0 3 pp. 12-13. (s)
42
_1 Assistant Commis-
Cold W ar A llies
Secret
CIA's experience with Ukrainian emigres in the late 1940s illus-
trates the uncertainties of the Cold War. On the one hand. the Agency
was reluctant to utilize these groups because of their own ideological
coals and ensuing internal divisiveness. On the other hand. CIA was
rightly concerned about Soviet ambitions in western Europe and the
Agency expected the imminent outbreak of war. The Ukrainians, de-
spite their disadvantages. offered a tool to combat Soviet expansionism.
(U)
In the long run, the Agency's efforts to penetrate the Iron Curtain
using Ukrainian agents was ill-fated and tragic. The air drop operations did. indeed, prove the law of gravity. Nonetheless, they were a neces- sary step in the evolutionary growth of America's first peacetime intel- ligence organization. One CIA official.Gtk'dOrMLSteViiit. the chief of the German Mission during this period, recalled his impressions of the Ukrainian operations years later. "The need to be informed on condi- tions in Russia at the height of the cold war,- .SteWatt. wrote. "justified a costly program and those responsible for it did their best in weighing humane considerations against those of national security.'" The sacri- fices the Ukrainian agents and their American case officers made
contributed to the eventual disintegration of the Soviet Union. (u)
(U)
In the long run, the Agency's efforts to penetrate the Iron Curtain
using Ukrainian agents was ill-fated and tragic. The air drop operations did. indeed, prove the law of gravity. Nonetheless, they were a neces- sary step in the evolutionary growth of America's first peacetime intel- ligence organization. One CIA official.Gtk'dOrMLSteViiit. the chief of the German Mission during this period, recalled his impressions of the Ukrainian operations years later. "The need to be informed on condi- tions in Russia at the height of the cold war,- .SteWatt. wrote. "justified a costly program and those responsible for it did their best in weighing humane considerations against those of national security.'" The sacri- fices the Ukrainian agents and their American case officers made
contributed to the eventual disintegration of the Soviet Union. (u)
Gordon-M. Siewnek, C.
•• (unpub-
lished memoirs in CI A History suor file's.I I (Knfl
n t0:u)
••••.
43
Secret
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